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Securities & Private Equity

Recent difficulties in the lending markets continue to pose special challenges of access to many entrepreneurial ventures and established businesses. That factor, in tandem with the practical constraints that occupy the realm of publicly offered securities, have bolstered the need for (and have spurred the development of) private equity as a means of commercial finance.

Securities law encompasses numerous regulations and procedures that, in the absence of dedicated legal expertise, will frustrate any enterprise that hopes to syndicate its business via the issuance of equity or debt. An equally extensive legal regime applies to questions raised by those who seek insight into the benefits and burdens that attach to already-outstanding securities, whether posed by the instrument’s issuer or holder.

Our Securities & Private Equity practice encompasses all aspects of this rapidly changing field, including:

  • Securities Law Compliance
  • Registration Exemptions
  • Creative Funding Platforms
  • Debt-Leverage Analysis
  • Syndication Opportunities
  • Pro forma Critique

Few law firms handle more such transactions than, and no competing firm applies more efficiency and care in fulfilling the client’s funding goals as, Lipson Neilson. We have the knowledge and experience to fully address, and to chart and shepherd insightful solutions to, all such goals and all such issues.

Specific Areas of Securities & Private Equity

  • Broker-Dealer Engagements
  • Enterprise Reorganizations
  • Entity-Management Policies
  • Private Placements
  • Regulation A+ Offerings
  • SEC Compliance
  • Syndications
  • Trading in Restricted Securities

We Look Forward To Connecting With You

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The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship.

The verdicts and settlements listed on this site are intended to be representative of cases handled by Lipson Neilson. These listings are not a guarantee or prediction of the outcome of any other claims.